In the twentieth century investigations within the analytic tradition
into the development of scientific theories can be classified into two
broad strands: one that emphasizes the linguistic character of theories, but
considers the notion of discovery as not amenable to philosophical
inquiry (e.g., Popper, Hempel), and one that focuses on discovery processes,
but vehemently rejects considering theories as linguistic entities
(e.g., Hanson, van Fraassen). The purpose of my dissertation is to
bridge this unfortunate divide by elucidating
a particular aspect of the methodology of theoretical science,
with special emphasis on mathematics, namely
the practice of developing, employing, or studying systems of axioms,
for short, axiomatics.
More specifically, my thesis is guided by the following two questions:
- Why do mathematicians, and theoretical scientists in general,
axiomatize the body of knowledge they are investigating?
- How does the fact that they do so influence further
research, inventions, and discoveries?
The standard answers to these two questions are (1) that they axiomatize
theories purely for expository purposes, and (2) that as such it has little or
no influence on further research and discoveries.
In contrast, I claim that
axiomatics is an engine for driving the development of
mathematics and science; in particular, it facilitates finding and
expressing analogies and it provides a powerful handle for grasping and
using abstract notions.
In my thesis I present a characterization of axiomatic
theories that is broad enough to encompass such works as Euclid's
Elements, Newton's Principia, and Hilbert's
Foundations of Geometry. Formulating axiomatic theories, as well as
employing and investigating them, are all parts of axiomatics. This
broad conception of axiomatics allows us to sidestep particular
views that have been held regarding the proper form and function of
axiom systems, their epistemological status, and the aims of
particular axiomatizations, and concentrate on those features of
scientific and mathematical theories that
result in virtue of the axiomatic formulation.
This is very much in the spirit of Patrick Suppes's comment that
the classical philosophical discussions of the nature of abstract mathematical
objects may fruitfully be replaced by concentration, not on
mathematical objects, but on the character of mathematical thinking.
Naturally there is a close connection between axiomatics and the
notion of logical consequence, since the latter is employed for
drawing conclusions from the axioms.
In fact a clean separation between assertions of a theory and inferences
between them is a consequence of the attempt to explicitly state all
assumptions being made, which is one of the main motivations
behind axiomatics.
However, in my discussion the issues regarding axiomatics and
logical consequences have been separated as far as possible, so that
the main aspects of axiomatics can be presented without presupposing
a particular notion of logical consequence. This allows us to
concentrate on those issues that depend on the fact that a theory is
presented axiomatically and avoid the popular conflation of axiom
systems and formalizations (I take this conflation to be the basis for
the rejection of axiomatics by the second strand mentioned above).
Because of the dual role of, on the one hand, regimenting the language
of discourse and, on the other hand, of
determining a class of models, axiom systems constitute a link between
sentences and abstract notions.
By providing access to a theory via a small number of axioms,
the attention of the theoretician is focused on a limited set of
statements, which can be investigated and manipulated in a systematic
manner.
This use of axiomatics goes back to the ancient Greeks and many
philosophers since then have taken Euclid's presentation as model
for their own investigations.
Thus, it is all the more surprising that the
benefits of axiomatics in theory development have not yet received a
systematic treatment in the philosophical literature.
Such benefits include that the formulation of axioms can bring out hidden
assumptions,
explicate informal concepts, or reveal gaps in the argumentations;
once a theory is axiomatized it can be studied through the axioms, and
relations to other theories can thereby be established; manipulations
of axioms, which can be motivated by empirical findings that
contradict some theorem (e.g., the psychologist Clark Hull's theory of rote
learning)
or by attempts to prove the independence of the axioms can suggest new
theories (non-Euclidean geometries are the most famous outcome of the latter,
but there are many others).
In addition, I argue that axiomatics has a considerable effect on
the perception and formulation of analogies between scientific theories
or mathematical notions. This has been mentioned and put into use by
researchers in the late nineteenth century (e.g., Maxwell, Dedekind, Hilbert),
but has been neglected almost completely in the discussion of analogical
reasoning in philosophy of science and cognitive science, where it has become
standard to explicate analogies purely in terms of structure preserving
mappings (Gentner). According to this view two domains are analogous, if some
objects and relations of one domain can be put into a one
to one correspondence to objects and relations of the other. This
correspondence then justifies the transfer of knowledge from one domain to
the other. Although this characterization works for simple examples, I show
that it is inadequate for
explicating analogies within a large number of domains
that frequently occur in mathematics, where an axiomatic approach is
successful.
Moreover, I argue that abstract notions are a rich source for
mathematical innovations, which gives a reason for
the fact that mathematics has become "more abstract" over the
past centuries.
Although the claim is often made that we can have some kind of intuitive grasp
of particular abstract notions like natural numbers, this is highly
implausible for most abstract structures that occur in the sciences
(non-Euclidean geometries, abstract spaces, etc.). Rather,
our abilities to access, exert control over, and understand such
notions make essential use
of axiomatics (this is acknowledged in the fine print even by proponents of
the "semantic view of theories" and "structuralists" with respect to the
ontology of mathematics).
In sum, I show how the role of axiomatics goes
beyond purely aesthetic considerations, and also beyond providing some
form of justification for the axiomatized theory.
The systematic investigations in my dissertation into the role of
axiomatics in driving discoveries
in the theoretical sciences are augmented by a number of case studies from the
history of mathematics and science, which provide evidence that axiomatics has
in fact been used in the way I argue for.
The use of axiomatics in scientific research is part of my general
interest in the
questions
- How we can systematically increase our knowledge?
- How do the
means we thereby employ (e.g., axiomatics) influence the kind of knowledge we
obtain?
The domains of knowledge that I am most curious about are mathematics and
science. These questions touch upon a wide variety of problems from
different areas that I intend to pursue in my future research. These include
further historical studies of scientific episodes that reveal the
impact of axiomatics for attaining progress, as well as the careful
study of such views that deny such a role (e.g., Brouwer).
At the same time I am also interested in
systematic investigations regarding analogical reasoning, concept
formation, and theory development, and
I'd like to continue pursing attempts to clarify the nature of the notions that
arise in theoretical investigations in a way that takes the actual practice of
these investigations seriously (e.g., Dedekind, Bernays).
Here computational and cognitive aspects have to be taken in
consideration.
Thus, my research interests fall into the areas of history and philosophy of
mathematics and science, epistemology, and cognitive science.